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Regulatory & Compliance Advisory

Senior-led regulatory advisory for banks, fintechs, and investment firms — from Basel III/CRR3 capital frameworks and ICAAP narratives to EBA guideline alignment and SREP preparation.

Supervisory expectations have shifted materially.

 

Regulators no longer evaluate institutions primarily on whether documentation exists. They assess whether governance frameworks, capital assessments, and internal controls operate as documented — in practice, under pressure, and at the level of institutional coherence.

 

Amaranth Brose helps institutions translate regulatory obligations into operational governance structures, supervisory-ready documentation, and implementation programmes that hold under scrutiny.

WHO THIS IS FOR

  • Banks and licensed credit institutions navigating CRR3 implementation, SREP cycles, and Pillar 2 capital requirements

  • Fintechs and payment institutions seeking regulatory authorisation or managing supervisory expectations under EBA or national competent authority oversight

  • Investment firms subject to IFR/IFD requirements and internal governance expectations

  • Institutions with upcoming ICAAP or ILAAP submissions requiring narrative quality improvement or independent review

  • Compliance and risk functions preparing for thematic inspections or supervisory deep-dives

  • CFOs and CROs seeking independent assessment of their current regulatory positioning

Reduce Regulatory Risk Before Supervisors Identify It For You.

Request a structured regulatory readiness diagnostic — a 45-minute assessment of your governance position, highest-priority obligations, and the remediation sequence that reduces regulatory risk most efficiently.

Not sure where to start? Tell us about your challenge

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